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黑(hei)龍(long)(long)江證(zheng)監(jian)(jian)局(ju)、黑(hei)龍(long)(long)江省上市公(gong)(gong)司協會(hui)在(zai)哈爾濱聯合(he)舉(ju)辦轄區(qu)新三板(ban)掛(gua)牌公(gong)(gong)司“監(jian)(jian)管(guan)第一課”首(shou)期培訓。轄區(qu)82家掛(gua)牌公(gong)(gong)司董事長(chang)、總經理、財務總監(jian)(jian)、董事會(hui)秘書(shu)或信息披露負責人近(jin)160人參加了(le)培訓。

會上，黑龍江證監局相關業務(wu)(wu)處室(shi)負責(ze)人介紹了(le)(le)(le)(le)非上市公(gong)(gong)(gong)(gong)眾公(gong)(gong)(gong)(gong)司(si)的監管(guan)體系(xi)、監管(guan)內容(rong)、監管(guan)要求和監管(guan)手(shou)段(duan)，強調了(le)(le)(le)(le)新(xin)三(san)板(ban)(ban)掛牌(pai)公(gong)(gong)(gong)(gong)司(si)的法定義務(wu)(wu)和法律(lv)責(ze)任(ren)，通報(bao)了(le)(le)(le)(le)相關違(wei)法違(wei)規案例，并(bing)就(jiu)促進(jin)轄區(qu)新(xin)三(san)板(ban)(ban)公(gong)(gong)(gong)(gong)司(si)規范發(fa)展提出了(le)(le)(le)(le)具體意見和要求；全國中小(xiao)企業股份轉讓系(xi)統公(gong)(gong)(gong)(gong)司(si)部的專家(jia)介紹了(le)(le)(le)(le)全國新(xin)三(san)板(ban)(ban)市場(chang)發(fa)展情況，詳細講解了(le)(le)(le)(le)掛牌(pai)公(gong)(gong)(gong)(gong)司(si)信(xin)息披露、發(fa)行融資及并(bing)購(gou)重組方面的具體規則。培(pei)訓過程(cheng)中，與會人員還(huan)就(jiu)公(gong)(gong)(gong)(gong)司(si)新(xin)三(san)板(ban)(ban)掛牌(pai)后面臨(lin)的問題和困難、如何更(geng)好(hao)地利(li)用新(xin)三(san)板(ban)(ban)投(tou)融資功能、改進(jin)投(tou)資者適當性制度等(deng)問題展開(kai)了(le)(le)(le)(le)討論交(jiao)流(liu)。

本次培訓(xun)內容(rong)充實，針對(dui)性(xing)強(qiang)，各位(wei)老師的授課(ke)貼(tie)近實際，有助于指導掛(gua)牌公司規范運作，也為掛(gua)牌公司提供了相互交流(liu)、學習(xi)的平臺。

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